Corporate Actions Processing

Untangled

CAAPS is a secure, cloud-based software solution for workflow management and the processing of corporate actions.

CAAPS collects, monitors and reports corporate action information provided by the client’s authorized sources, while being agnostic as to those sources used, with multiple features that allow organizations to manage their work according to their business rules.

Standardized

CAAPS supports ISO 15022 and ISO 20022 corporate action announcement messaging as well as client proprietary files

Flexible

Client-designed work queues allow the client to identify exception situations that should be addressed by operations personnel

Client-tailored risk measurements create a risk value for each event that clearly identifies where risk conditions exist

Modular software architecture means clients can easily add functionality that supports any change to their operations

Features

DYNAMIC WORK QUEUES AND SEARCHES

User-configured searches to create work queues and reports for distribution to operations staff

AUDIT TRAIL

Add accountability to your workflows with an easy-to-access trail of manual changes impacting the event record

DATA COMPARISON

Checks for data presence and discrepancies between sources that let you create a unified record.

EVENT DELIVERY

Efficient and secure ISO 15022 and ISO 20022 message and email delivery to clients

EVENT TEMPLATES

FTS created templates to manage your corporate action data for ISO event types

RISK TEMPLATES

Allow the user to define risk conditions that will be applied to events upon initial creation and on changes in variable data

EXCEPTION PROCESSING

Fast notification of exceptions with extensive primary process monitoring

RISK MEASUREMENT

Key risk parameters that provide quick identification of events that pose higher risk than others

SECURE

Each CAAPS client will access their own Virtual Environment to ensure privacy of their information using an encrypted (SSL) web site